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Lesson 4 of 10 · about 55 minutes

The Reform Movement: Populists, Progressives, the Oregon System and the Race Rider

You'll be able to

  • Trace the direct election demand from 1826 through the Omaha platform of 1892 and the House votes of 1893, 1894, 1898, 1900 and 1902, with the tallies
  • Explain how the Oregon System of 1904 and 1908 worked, what Statement No. 1 pledged, and how a Republican legislature came to elect a Democrat in 1909
  • Describe the Article V convention campaign and why historians give different counts of the state applications
  • State the strongest arguments made against direct election by George Frisbie Hoar and the Senate's defenders
  • Explain the race rider, the Sutherland amendment of February 1911 and the Bristow substitute of June 1911, and what each did to Congress's power over Senate elections
  • Find the original roll calls, state measures and newspaper accounts in the Congressional Record and the Library of Congress newspaper collection

Start here: the short version

  • The idea was old before it was popular. A House resolution for popular election of senators appeared in 1826. Voters petitioned the House for it in the 1870s. The People's Party put it in the resolutions appended to its Omaha platform on July 4, 1892, and the Senate Historical Office notes that neither major party paid much attention.
  • The House passed direct election amendments on January 16, 1893 (without a division), July 21, 1894 (141 to 50), May 11, 1898 (185 to 11), April 13, 1900 (242 to 15) and February 13, 1902 (voice vote). The Senate would not vote on any of them. In 1908 it buried the latest one in committee, 33 to 20.
  • Oregon went around the Senate. Its 1904 direct primary law carried Statement No. 1, a pledge by legislative candidates to elect the people's choice for senator, and its 1908 initiative instructed the legislature outright. In January 1909 a Republican legislature elected the Democrat George Chamberlain because enough members had signed the pledge. By 1912, as many as 29 states chose senators in practice through primaries or general elections.
  • States also applied for an Article V convention. Senator Robert L. Owen counted 27 state resolutions urging Congress to act by May 1908 and 37 states favoring the reform by 1912. The National Archives describes the applications as nearing the two-thirds threshold when Congress finally moved.
  • The 1911 fight in the Senate was no longer about whether to elect senators by popular vote. It was about the race rider: whether the amendment would strip Congress of its Article I, Section 4 power over Senate elections. Senator George Sutherland of Utah restored that power in February 1911, and the resolution then failed 54 to 33, four votes short of two thirds. Senator Joseph L. Bristow of Kansas did the same thing in June 1911, the Senate tied 44 to 44, Vice President James S. Sherman broke the tie, and the resolution passed 64 to 24.

Lesson 3 covered what went wrong with election by legislatures: the deadlocks, the empty seats, the Clark and Lorimer cases. This lesson is about the people who decided to do something about it, and the twenty years it took them. The campaign had three fronts. In Congress, the House kept passing an amendment and the Senate kept sitting on it. In the states, reformers built machinery that made legislatures ratify the voters' choice whether the Constitution said so or not. And in the state capitols, legislatures began applying for a convention under Article V, the one route to an amendment that bypasses the Senate. Each front moved the others. The Senate gave in only when the state machinery had changed who sat in the Senate.

An old idea with new owners

The Senate's own historians date the first proposal to 1826, when a resolution for popular election of senators was offered in the House. Nothing came of it. Nothing came of the petitions voters sent the House in the 1870s either. The National Archives' account puts the turn in the late 1800s, when state legislatures "deadlocked over the election of senators, which led to Senate vacancies lasting months and even years," political machines controlled some legislatures, and the chamber picked up the name "millionaire's club." Those were the conditions. The organizers came from the farm revolt.

The People's Party held its first national convention in Omaha and adopted its platform on July 4, 1892, the 116th anniversary of the Declaration. The platform proper has three planks: finance (free silver, a graduated income tax, postal savings banks), transportation (government ownership of railroads, telegraph and telephone) and land. If you read only the platform you will not find the Senate. The direct election demand sits in the "Expression of Sentiments," a list of resolutions the convention adopted alongside the platform. Resolution 8 favored a constitutional provision limiting the President and Vice President to one term and "providing for the election of Senators of the United States by a direct vote of the people." The text comes down to us through the World Almanac for 1893 and George Brown Tindall's A Populist Reader, both cited by the History Matters archive at George Mason University that reproduces it.

The Populists did not make the Senate their main target, and they were not the only ones talking about it. But they were the first national party to write the demand down, and when the Democrats absorbed much of the Populist program after 1896, the demand came with it. The Senate Historical Office's briefing says that in the mid-1890s "neither the Democrats nor the Republicans paid much notice at the time." That changed as the Progressive wing of the Republican Party, strong in Kansas, Wisconsin, Iowa, Oregon and Idaho, took up the cause after 1900. By 1911 the sponsors on the Senate floor were a Kansas Republican, Bristow, and an Idaho Republican, Borah, with Democrats such as Owen of Oklahoma pushing from the other side of the aisle.

The House passes, the Senate waits

Five times between 1893 and 1902 the House passed a joint resolution proposing a direct election amendment. Senator Robert L. Owen of Oklahoma, who made direct election his personal cause, listed the votes in a Senate speech printed by the Government Printing Office in 1912. Contemporary newspapers fill in the 1893 vote he did not list.

DateChamber actionVoteWhat happened next
January 16, 1893House passes the joint resolution under a motion to suspend the rules, after Republican members filibustered for a timeCarried without division (no recorded tally), per the Record-Union and Salt Lake Herald dispatches of that nightDied in the Senate
July 21, 1894House passes a direct election amendment141 to 50Died in the Senate
May 11, 1898House passes a direct election amendment185 to 11Died in the Senate
April 13, 1900House passes a direct election amendment242 to 15Died in the Senate
February 13, 1902House passes a direct election amendmentVoice vote, no dissent recordedDied in the Senate
May 23, 1908Senate votes to refer S.J. Res. 91 to the Committee on Privileges and Elections33 yeas to 20 nays, 39 not votingReferral killed it, per Owen
April 13, 1911House passes the Rucker resolution (H.J. Res. 39) with the race rider296 to 16Goes to the Senate; see below

Look at the margins. Two thirds of the House is a high bar, and the House cleared it every time by a wide margin. Owen said the House had passed such resolutions "on four occasions by two-thirds votes," counting from 1894. The Record-Union's Washington dispatch of January 16, 1893 shows how little drama the first one had: after the war claims business and a failed swamp-land bill, "the Republicans filibustered against the motion to suspend the rules and pass the joint resolution for the constitutional amendment for the election of United States Senators by the popular vote, but in the end permitted it to be carried without division, and the House adjourned." A constitutional amendment passed on a Monday night as the last item before adjournment, and nobody in the Senate had to answer for it.

The Senate never voted the proposals down. It declined to vote at all. The National Archives puts it flatly: "Each time, however, the Senate refused to even take a vote." That is the detail the reformers came to hate most. A recorded defeat would have given them names to run against. Silence gave them nothing. Owen's 1912 speech names the senators he blamed for the delay, Lodge of Massachusetts, Depew of New York, Aldrich of Rhode Island, Kean of New Jersey, Hale of Maine and Penrose of Pennsylvania, and says Lodge, Aldrich and Kean "actually tried to prevent my obtaining a vote" in 1908 by "the small parliamentary device" of asserting he was asking unanimous consent when he had moved for a vote. He quotes Idaho's own Weldon Heyburn dismissing the demand as "popular clamor." When the Senate finally did act on a proposal, on May 23, 1908, it was to send S.J. Res. 91 back to committee, 33 to 20, with 39 senators not voting. Owen treated the referral as a defeat, which it was.

How to: find an old House or Senate vote in the original record

  1. Start with the date. For the votes above, Owen's 1912 speech on FRASER gives the day. For 1911 and 1912, the Seventh Circuit's opinion in Judge v. Quinn (2010) lists the exact Congressional Record pages: 46 Cong. Rec. 3307 (February 24, 1911), 47 Cong. Rec. 203 to 243 (April 13, 1911, House debate), 47 Cong. Rec. 1879 to 1925 (June 12, 1911) and 48 Cong. Rec. 6347 to 6369 (May 13, 1912).
  2. Open the Congressional Record bound edition on govinfo.gov. Volumes are split into parts; find the part covering your date and go to the page. Roll calls appear as lists of yeas and nays by surname, with "Clark of Wyoming" style disambiguation for duplicate names.
  3. Cross-check the tally against a newspaper of the next morning. The Library of Congress collection at loc.gov/collections/chronicling-america has a full-text search; set the date range to the day after the vote and search a few surnames from the roll call. Newspapers printed the full lists.
  4. Expect optical character recognition errors in the newspapers. The Morning Oregonian's March 1, 1911 roll call has a garbled yea count; the 33 nays and the statement that the resolution "lacked four votes" of two thirds let you reconstruct 54 yeas.
  5. Record both the primary cite and the newspaper, with the page image URL. A reader who wants to check you should be able to do it in two clicks.

What the Senate's defenders said

The Senate's defenders were not all machine men. George Frisbie Hoar of Massachusetts, a grandson of Roger Sherman and a senator from 1877 until his death in 1904, made the case against direct election in a speech in April 1893, during the special session of the 53rd Congress, and the Senate Historical Office has preserved his argument alongside his 1897 essay "Has the Senate Degenerated?" Hoar argued that the amendment would replace state legislatures, which are permanent bodies answerable for their votes, with party conventions, which are temporary, poorly regulated and answerable to no one, "having no other responsibilities." He predicted that direct election would invite a different corruption, lower the quality of senators, and weaken the Senate as a check on hasty majorities. And he warned that it would be the first of several such amendments: the Electoral College next, then popular election of federal judges. His 1897 essay described the Senate's purpose as giving voice to "the sober second thought of the people."

Hoar's argument has outlived him, and lesson 8 and lesson 10 take it up again in modern form. Hoar was arguing in 1893, before the worst of the deadlocks and before the Clark and Lorimer cases gave the reformers their best material. And his claim that conventions would replace legislatures as the real selectors was accurate, and the direct primary was in part the reformers' answer to it. If the problem with popular election was that party conventions would pick the nominees, the direct primary took the nomination away from the conventions too.

The other arguments were about the states. Senators from the South argued that federal supervision of Senate elections, which Congress had the power to impose under Article I, Section 4, would follow popular election into their states. That argument produced the race rider, discussed below. Senators from small states argued that election by the legislature was part of the bargain of 1787 that gave each state two senators, and that the one could not be changed without unsettling the other. Lesson 1 covers the bargain. The reformers answered that equal suffrage stayed in the amendment untouched, which it did.

The Oregon System

While the Senate waited, Oregon changed the facts on the ground. The Oregon Blue Book's official list of ballot measures records the three steps.

ElectionMeasure (title as listed in the Oregon Blue Book)YesNoEffect
June 2, 1902Initiative and referendum amendment (legislative referral)62,0245,668Oregon voters could now write laws themselves
June 6, 1904"Direct Primary Nominating Convention Law" (initiative)56,20516,354Party nominations, including for United States senator, moved from conventions to a popular primary; legislative candidates could sign Statement No. 1
June 1, 1908"Instructing Legislature to Vote for People's Choice for United States Senator" (initiative)69,66821,162The legislature was directed to elect the primary winner

The mechanism was the pledge. Under the 1904 law a candidate for the legislature could sign Statement No. 1, a promise to vote for the candidate for United States senator who received the most votes at the primary, whatever his party. William G. Robbins's entry on George Chamberlain in The Oregon Encyclopedia describes it as directing legislators to support the winning candidate, "the people's choice." A candidate who refused to sign had to explain why to voters who had just given themselves the initiative by eleven to one. Most signed.

The first test came in 1906 and 1907. Oregon's June 1906 primary produced Jonathan Bourne Jr. as the Republican choice for the full Senate term and Frederick W. Mulkey for the short term left by John H. Mitchell's death. When the legislature met in January 1907, Governor Chamberlain's biennial message, as the Spokane Press reported on January 15, advocated "the election of Bourne and Mulkey to the senate, ratifying the popular choice." The Condon Globe's legislative correspondent explained why the vote waited until Tuesday, January 22: even to fill a vacancy, the 1866 federal law required the election on the second Tuesday after the legislature organized. Chamberlain's message had recommended exactly that, their election "in accordance with the result of the direct primary election," and on that day the legislature elected both men. The Constitution still said the legislature chose. The legislature chose whom the voters told it to.

The 1908 test was harder, and it is the one everyone remembers. Chamberlain, a Democrat and the sitting governor, ran for the Senate in a Republican state and won the popular vote. The legislature that met in January 1909 had a Republican majority. But a majority of its members had signed Statement No. 1, and the June 1908 initiative had instructed the legislature to vote for the people's choice by better than three to one. On January 19, 1909, in the Senate Historical Office's words, the Republican legislature elected the Democratic governor "because of the state's direct primary nominating law." Robbins says the legislature "reluctantly elected" him. Reluctance was allowed. Defiance was not, if a member wanted to come back.

Other states copied the parts they liked. The Constitution Annotated, drawing on George Haynes's 1938 history, describes the range: some states let voters express a preference among party candidates at the primary, and the state legislatures then generally elected the candidate who won; in two states, legislative candidates "were required to promise to support, without regard to party ties," the Senate candidate with the most votes; and by the year before ratification "at least twenty-nine states were nominating Senators on a popular basis," so that the legislature's discretion, as the Constitution Annotated puts it, had been reduced to roughly what presidential electors retain. The Senate's own page says that by 1912 "as many as 29 states" elected senators through party primaries or general elections. Nebraska followed Oregon soon after 1907, by the Senate Historical Office's account. Owen's 1912 speech counted West Virginia and Delaware among the nine states that had not "definitely" acted, but noted that in West Virginia primaries in almost all counties instructed legislators, and that in Delaware legislative elections carried an understanding about the Senate vote.

The number 29 matters for the rest of this course. When the Senate finally voted in 1911, a large share of its members had themselves been chosen through state primaries or pledges. The Senate Historical Office's briefing says the Senate approved the resolution "largely because of the senators who had been elected by state-initiated reforms, many of whom were serving their first term." The Oregon System did not persuade the old Senate. It replaced it.

How to: find out whether your state used a preference primary before 1913

  1. Check your state's session laws for 1904 through 1912 for a direct primary act and read the sections on United States senator. Many state legislatures post scanned session laws; the Idaho Legislature's site, for instance, has the Idaho Code but not the pre-1913 session laws, so you may need the state archives or HathiTrust.
  2. Look for the pledge language. A binding system will have a form of statement a legislative candidate could sign, with the signed statement printed on the ballot or in the official voters' pamphlet. An advisory system will say the vote is a recommendation.
  3. Search the Library of Congress newspapers for the January after a general election, when legislatures met and balloted. A state with a working preference primary will show a one-ballot election that newspapers describe as ratifying the primary. A state without one will show days or weeks of balloting.
  4. Compare what the law said with what the legislature did. The Constitution Annotated says the legislatures generally elected the primary's winner. Generally is not always, and the exceptions are where the stories are.
  5. For Idaho specifically, lesson 7 reports what this course could and could not find.

The convention petitions

Article V gives the states a second route to an amendment. On the application of the legislatures of two thirds of the states, Congress "shall call a Convention for proposing Amendments." It has never happened, and the states' campaign for a direct election convention is the closest it has come. The National Archives' feature on the amendment says that when passage by both houses of Congress seemed unlikely, many states applied to Congress for a convention, that the method had never been used, and that "as the number of applications neared the two-thirds bar, Congress finally acted." The Archives reproduces sample documents: petitions from the Illinois State Grange (1887 and 1898), the resolutions of the Utah legislature and governor (1897), and the convention applications of Colorado (1901) and Louisiana (1907).

Counting the applications is harder than it sounds, and this lesson will not give you a single number as if it were settled. The applications were not uniform. Some asked for a convention limited to the Senate question; some asked Congress to propose the amendment itself and mentioned a convention only as a fallback; some were adopted by one chamber and not the other; some were later rescinded or repeated. Owen's 1912 speech says that by May 23, 1908 he had presented resolutions from 27 states urging Congress to act, and that by 1912 37 states favored direct election or direct nominations, by resolution or by practice; he describes Iowa's joint resolution of April 12, 1909 as calling for a constitutional convention, which suggests he did not count every resolution as a convention application. The threshold in 1911, with 46 states, was 31. Whatever the exact count, the Senate's defenders could do the arithmetic. If the applications reached 31, Congress would face a convention it could not control, with no limit on the amendments such a convention might propose. A direct election amendment written in the Senate started to look like the safer course.

That pressure is one reason a chamber that had refused to vote for eighteen years agreed to vote twice in 1911. The other reason, covered above, is that by 1911 the chamber was different. Both can be true. Reformers tend to credit the convention threat, the Senate's historians tend to credit the state primaries, and the Senate's own page notes both the applications and the changed membership. Report both.

The press

The muckrakers gave the movement its villains. In 1906 William Randolph Hearst hired the novelist David Graham Phillips, whose series "The Treason of the Senate" ran in Hearst's Cosmopolitan magazine over several monthly issues and portrayed senators as the paid agents of industrialists and financiers. The Senate Historical Office credits Hearst's publications with championing reform and credits the political scientist George H. Haynes, whose 1906 study of Senate elections and later two-volume history remain the standard works, with building the scholarly case. Phillips's articles were partisan and sometimes unfair, and President Roosevelt coined the word "muckraker" partly in reaction to them. They also sold. Lesson 3 covers the Clark and Lorimer cases that gave the series its best evidence after the fact.

Myth: the 1911 fight in the Senate was over whether to elect senators by popular vote

By 1911 both chambers had majorities for direct election, and the House had passed it 296 to 16. The fight that produced a 44 to 44 tie on June 12, 1911 was over federal power, not popular election. The House's resolution carried a clause giving each state legislature exclusive control over the times, places and manner of Senate elections, which would have taken away Congress's existing power under Article I, Section 4 to make or alter those rules. Southern senators wanted that clause; its effect, as the National Archives states, would have been to bar federal intervention in cases of racial discrimination against voters. Senators Sutherland and Bristow fought to strike it, and the Vice President's vote decided it. The direct election principle itself passed 64 to 24 the same night.

1911: Sutherland, Bristow and the race rider

Here the story gets procedural, and the procedure is the point. Two Congresses, two resolutions, two amendments to strike the same clause.

The 61st Congress, February 1911

Senator Borah of Idaho was in charge of the resolution reported by the Judiciary Committee in the closing weeks of the 61st Congress. As reported, it provided that the times, places and manner of holding Senate elections would be prescribed in each state by its legislature. That language is what came to be called the race rider. Under the original Constitution, Article I, Section 4 lets each state legislature prescribe the times, places and manner of congressional elections "but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators." Congress had used that power in the 1866 Act described in lesson 2, and it had used it for House elections in the Reconstruction enforcement acts. The rider would have removed Senate elections from Congress's reach. Michael Dimino's essay in the Heritage Guide to the Constitution states the effect plainly: it would have prevented Congress from intervening in Senate election laws that disenfranchised Black voters.

Senator George Sutherland of Utah moved to strike the rider and restore Congress's power. The Seventh Circuit's survey of the debate in Judge v. Quinn cites Sutherland's remarks of January 13, 1911, the exchanges between Sutherland and Borah on February 16, and the Senate's approval on February 24, 1911 of the amendment "retaining federal oversight of senatorial elections" (46 Cong. Rec. 3307). The Morning Oregonian's report of March 1 describes the resolution as "altered under the Sutherland amendment, which placed control of elections in the hands of Congress." Borah had opposed Sutherland's change and lost on it, then stayed with the resolution.

On February 28, 1911 the Senate voted on the resolution as amended. The Oregonian's roll call shows 33 nays and reports that the resolution "lacked four votes of the two thirds majority necessary to its adoption," which puts the yeas at 54. Fifty-four is a majority of the Senate. It is not two thirds of 87 voting. Among the yeas: Borah, Bourne, Bristow, Cummins, La Follette, Owen, Sutherland. Among the nays: Root and Depew of New York, Lodge of Massachusetts, Penrose of Pennsylvania, Smoot of Utah, Bacon of Georgia, Tillman of South Carolina, Lorimer of Illinois, and Heyburn of Idaho. Senator Bacon had tried to add an amendment limiting federal supervision to states whose legislatures provided no method of election, and Vice President Sherman ruled it out of order. The Senate Historical Office's briefing, describing the opposition to Bristow's resolution, says "eight southern senators and all Republican senators from New England, New York, and Pennsylvania" opposed it, and the Oregonian's February roll call shows the same two blocs. The two groups wanted different things. The southerners wanted the rider back; the northeasterners wanted no amendment at all. Together they had 33 votes, and 33 was enough.

The 62nd Congress, April to June 1911

The new Congress had a Democratic House, and the House moved first. On April 13, 1911, by 296 to 16, it passed the Rucker resolution, H.J. Res. 39, named for Representative William W. Rucker of Missouri. The San Francisco Call's dispatch says the resolution was "in the form of the Borah resolution reported out of the senate judiciary committee in the closing days of the last congress," that is, with the race rider and without Sutherland's change, and that Republican opposition "was based on the fact that it did not contain the changes afterward made in the fight in the senate, which assured to congress continued control over elections in the several states." All but 15 Republicans voted for it anyway, saying the public wanted the amendment submitted quickly. The National Archives holds the Senate's desk copy of H.J. Res. 39 dated May 1, 1911, and quotes the rider: "The times, places, and manner of holding elections for Senators shall be as prescribed in each State by the legislature thereof."

In the Senate, Bristow offered a substitute: the same amendment without the rider. The Seventh Circuit's footnote cites the Senate debate on Bristow's proposal on May 23, 1911 (47 Cong. Rec. 1482 to 1490) and the final debate on June 12 (47 Cong. Rec. 1879 to 1925). The Asheville Citizen's account of June 12, datelined Washington that night, gives the sequence. Bacon of Georgia offered an amendment to qualify Bristow's so that federal supervision would be barred unless the state legislature refused or failed to act; it was defeated. The Bristow substitute then came to a vote and the Senate divided 44 to 44. Vice President Sherman cast the deciding vote for it (47 Cong. Rec. 1923). Senator Clarke of Arkansas was the one Democrat who voted for the Bristow substitute, which the Citizen says produced the tie; he then voted with his party on final passage. The resolution as amended passed 64 to 24.

The debate was personal. Stone of Missouri accused Bristow of "snatching" the amendment from Sutherland, since Bristow had voted against Sutherland's amendment in the previous Congress and now carried the same idea. Bristow answered that he had once thought the measure stronger without the federal supervision provision and now believed it stronger with it. Davis of Arkansas attacked Bristow and the insurgents and was called to order. Bacon said "great interests" had pressed to defeat the resolution, and Works, Guggenheim and Cummins objected. Borah, again in charge of the resolution, spoke for it. He had opposed Sutherland's change in February and accepted Bristow's in June; the Idaho course in lesson 7 returns to his role.

VersionWhoElections clauseVoteResult
Judiciary Committee resolution, 61st CongressReported; Borah in chargeTimes, places and manner prescribed in each state by its legislature (the race rider)Amended by Sutherland, February 24, 1911Rider struck; Congress's power kept
Resolution as amended by SutherlandSenateCongress's Article I, Section 4 power preserved54 to 33, February 28, 1911Failed, four votes short of two thirds
H.J. Res. 39 (Rucker)House, 62nd CongressRace rider included296 to 16, April 13, 1911Passed House, sent to Senate
Bristow substituteSenateRider struck44 to 44, Vice President Sherman votes yea, June 12, 1911Adopted
H.J. Res. 39 as amendedSenateCongress's power preserved64 to 24, June 12, 1911Passed; sent back to House; conference from July 5, 1911

The rider deserves to be described without softening. The southern senators who wanted it said so openly: they wanted to keep federal election officers out of their states' Senate elections. The Fifteenth Amendment had been on the books since 1870, and the states in question had spent the previous two decades writing it out of their constitutions through poll taxes, literacy tests and white primaries. The rider would have constitutionalized their control of the new popular Senate elections. Sutherland and Bristow, both western Republicans, refused to let a democratic reform carry that clause, and Bristow was willing to be accused of inconsistency to stop it. The amendment that emerged kept Congress's power intact, and Congress used it: the Constitution Annotated's doctrine essay records that in Chapman v. King (5th Cir. 1946) federal courts held that barring a Black citizen from a United States Senate primary because of his race violated the Seventeenth Amendment. That ruling was possible because the rider failed by one vote.

The House did not accept the Senate's version for nearly a year. The Daily Kennebec Journal of May 14, 1912 reports that the resolution had been "in conference since July 5, last year." Lesson 5 picks up there, with the House's vote of May 13, 1912 and the enrolled joint resolution at 37 Stat. 646.

If you report on this

  • When someone says the Seventeenth Amendment "took power from the states," ask which power. The amendment left Congress's Article I, Section 4 power exactly where the original Constitution put it. The version that would have moved election control to the state legislatures was the House's race rider, and it lost.
  • When someone cites a count of state convention applications, ask what was counted. Resolutions urging Congress to act, resolutions applying for a convention, and resolutions passed by one chamber are different things, and Owen's own counts (27 states by May 1908, 37 by 1912) already reflect the difference.
  • The "29 states" figure is a count of states with primaries or pledges by 1912, from Haynes by way of the Constitution Annotated and the Senate Historical Office. It is not a count of states that had ratified anything. Keep the two apart.
  • Hoar's 1893 argument is the honest ancestor of today's repeal case. Quote it from the Senate's own page rather than from a secondary paraphrase, and note the date: he spoke before the deadlock decade and before the Clark and Lorimer cases.
  • The roll calls are public. The Morning Oregonian of March 1, 1911 lists every senator's vote; the Congressional Record pages cited in Judge v. Quinn give the official version. A claim about how a particular senator voted can be checked in minutes.

Go further

Questions and answers

Did the Populists invent the direct election idea?

No. The Senate Historical Office dates the first House resolution to 1826, and voters petitioned the House for popular election in the 1870s. What the People's Party did on July 4, 1892 was put the demand into a national party's adopted resolutions, where the Democrats and later the Progressive Republicans could pick it up. The Omaha text is on History Matters.

If the House passed the amendment five times with two-thirds majorities, why did it never reach the states?

Because Article V requires two thirds of both houses, and the Senate never voted on the House's resolutions. The National Archives says the Senate "refused to even take a vote." The one recorded Senate action before 1911, on May 23, 1908, was a 33 to 20 vote to send S.J. Res. 91 to committee, which Owen's 1912 speech treats as the end of that resolution.

How could Oregon bind its legislators when the Constitution said the legislature chose?

It did not bind them in law. It bound them in politics. Statement No. 1 was a voluntary pledge a legislative candidate signed before the election, and the 1908 initiative was an instruction from the voters. A legislator who broke the pledge faced the voters who had given themselves the initiative by 62,024 to 5,668. The Constitution's text was satisfied because the legislature still cast the votes, as it did for Bourne and Mulkey on January 22, 1907 and for Chamberlain on January 19, 1909.

How many states used the Oregon System by 1912?

The Senate Historical Office says "as many as 29 states" chose senators through party primaries or general elections by 1912, and the Constitution Annotated, citing Haynes, says "at least 29 states" were nominating senators by popular vote the year before ratification, with two states requiring the Oregon pledge. Most of the 29 used advisory preference primaries rather than Oregon's full machinery, so "copied Oregon" overstates it for many of them.

How close did the Article V applications get to two thirds?

Close enough that Congress worried, according to the National Archives, which says the number of applications "neared the two-thirds bar." With 46 states in 1911 the threshold was 31. Owen counted 27 state resolutions urging Congress to act by May 1908, but his count mixed convention applications with resolutions asking Congress to propose the amendment itself, so the exact number of valid applications depends on how you count. This lesson gives you the sources rather than a single figure.

What exactly was the race rider?

A clause in the House's resolution, quoted from the National Archives' copy of H.J. Res. 39: "The times, places, and manner of holding elections for Senators shall be as prescribed in each State by the legislature thereof." Under Article I, Section 4, Congress has the power to make or alter such rules. The rider would have taken that power away for Senate elections, which, as the Archives states, was meant to bar federal intervention in cases of racial discrimination against voters.

Why did the amendment fail in February 1911 and pass in June 1911 with much the same Senate?

The Senate was not the same. The 61st Congress ended March 3, 1911, and the 62nd brought in new senators, several of them chosen under state primaries. Beyond that, the February vote of 54 to 33 and the June vote of 64 to 24 were on resolutions with the same elections clause after Sutherland's and Bristow's amendments, so the shift of ten votes is a shift in membership and in pressure, not in text. The Senate Historical Office credits "the senators who had been elected by state-initiated reforms" for the June result.

Why does the lesson say Borah opposed Sutherland and accepted Bristow?

Because the record shows it. The Seventh Circuit's footnote in Judge v. Quinn cites the Sutherland and Borah debate of February 16, 1911, and the Morning Oregonian's account describes the resolution Borah managed as "altered under the Sutherland amendment." In June, with Bristow's substitute doing the same thing, Borah again had charge of the resolution and spoke for it, per the Asheville Citizen. The Idaho lesson in this course takes up what that sequence says about him.

Hard questions

Isn't it unfair to call it a "race rider" when its sponsors said it was about state control of elections?

The name is the one the National Archives uses, and the Archives states the clause's purpose: to bar federal intervention in cases of racial discrimination against voters. Its sponsors did talk about state control. They also knew, and said in debate, that federal control meant federal election supervisors in southern states. Bacon's two attempts to limit federal supervision, in February and in June, were explicit about this. A reader can hold both facts: the clause was framed as a federalism measure, and its purpose and effect were racial. The lesson reports what the sponsors said and what the Archives concludes, and gives you the Congressional Record pages to read the debate yourself.

Partly, and the reformers conceded the first half of it. The direct primary was their answer to the convention problem Hoar identified, and Oregon adopted it in 1904 before the amendment passed. On campaign money, Hoar had a point that lesson 10 treats seriously: statewide Senate campaigns cost more than lobbying a legislature, and the money had to come from somewhere. The counter-evidence is in lesson 3: the Senate heard nine bribery cases between 1866 and 1906 under the old system, and buying a legislature turned out to be cheaper than buying a state. Which corruption is worse is a judgment. That both existed is a fact.

If 29 states had already given voters the real choice, why amend the Constitution at all?

Because the 29 were not 46, because the state systems depended on pledges and instructions a legislature could defy, and because the deadlock problem in lesson 3 continued in the states without them. The reformers also wanted uniformity: a senator from Oregon chosen by the voters and a senator from Delaware chosen after months of balloting sat in the same chamber with the same vote. Whether the amendment then changed very much in practice is the question lesson 9 takes up, and the 29-state figure is the strongest evidence that it changed less than either side claims.

Didn't the Senate act only because it was scared of a runaway convention, not because it was persuaded?

The National Archives says the applications "neared the two-thirds bar" and that Congress then "finally acted," which supports the fear theory. The Senate Historical Office says the resolution passed "largely because of the senators who had been elected by state-initiated reforms," which supports the persuasion theory, or at least the replacement theory. The honest answer is that the two causes are hard to separate and that the Senate's own sources credit both. Reformers who want the convention threat to carry the whole story should notice that the June 1911 vote was 64 to 24, well past two thirds, which does not look like a chamber acting under duress at the margin.

The vote on the Bristow substitute was 44 to 44 and a Vice President decided it. Doesn't that mean the amendment's elections clause has no real mandate?

It means the Senate was evenly split on one clause on one day. The resolution containing that clause then passed 64 to 24, the House accepted it 238 to 39 in May 1912 (see lesson 5), and 36 state legislatures ratified it within eleven months, with 52 of the 72 chambers unanimous by Dimino's count. The clause also did nothing new: it left Congress's Article I, Section 4 power where the 1787 Constitution put it. A tie vote to keep an existing power is a weaker story than a tie vote to create one.

Check yourself

1. What did the People's Party do about direct election of senators at its first national convention on July 4, 1892?

2. On April 13, 1900, the House passed a direct election amendment. What was the vote, according to Senator Robert L. Owen's 1912 account?

3. What was Statement No. 1 under Oregon's direct primary law?

4. Why did the direct election resolution fail in the Senate on February 28, 1911?

5. What did the Bristow substitute adopted on June 12, 1911 do?

6. Which of these senators voted against the direct election resolution on February 28, 1911?

Terms in this lesson

Omaha platform
The platform adopted by the People's Party at its first national convention on July 4, 1892. Its appended resolutions called for election of United States senators by a direct vote of the people.
Oregon System
Oregon's combination of the initiative and referendum (1902), the direct primary with its Statement No. 1 pledge (1904) and the 1908 initiative instructing the legislature to elect the people's choice for senator. Other states copied parts of it.
Statement No. 1
A pledge under Oregon's 1904 direct primary law by which a candidate for the legislature promised to vote for the United States Senate candidate who won the most votes at the primary, whatever his party.
Preference primary
A popular vote on candidates for the United States Senate held before the legislature met, binding the legislators in some states and advisory in others. At least 29 states used some form of it by 1912.
Article V application
A state legislature's formal request that Congress call a convention to propose amendments. Two thirds of the states must apply before Congress is obliged to call one.
Race rider
The clause in the House's 1911 resolution providing that the times, places and manner of Senate elections would be prescribed in each state by its legislature, removing Congress's power under Article I, Section 4 to make or alter those rules.
Sutherland amendment
Senator George Sutherland of Utah's amendment, adopted February 24, 1911, that restored Congress's power over Senate elections in the resolution then before the Senate.
Bristow substitute
Senator Joseph L. Bristow of Kansas's substitute for the House resolution, without the race rider, adopted June 12, 1911 on a 44 to 44 tie broken by the Vice President.
Two-thirds requirement
Article V's rule that an amendment must pass each house of Congress by two thirds of those voting before it goes to the states. A simple majority, as on February 28, 1911, is not enough.

Full glossary

Sources